1.2 NATIONAL FINANCIAL SERVICES LLC 2023 02 2023-07-21T13:47:10Z 2023 04 10.00 99.15 0.55 0.21 0.09 Citadel Securities LLC CDRG 28.90 34.92 63.05 22.64 0.15 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.” NFS does not accept payment for order flow, rebates, or other remuneration from this venue. VIRTU Americas, LLC NITE 24.90 30.28 34.17 17.99 0.04 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.” NFS does not accept payment for order flow, rebates, or other remuneration from this venue. G1 Execution Services, LLC ETMM 18.80 23.18 0.65 0.07 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.” NFS does not accept payment for order flow, rebates, or other remuneration from this venue. National Financial Services LLC XSTM 12.25 0.00 0.00 0.00 69.74 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Orders may be routed to NFS’s Alternative Trading System, CrossStream. NFS is not charged an explicit fee for orders executed in CrossStream but may receive a trading commission from the contra-side party against which the order executed. Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market." NFS does not accept payment for order flow, rebates, or other remuneration from this venue. Jane Street Capital, LLC JNST 7.61 9.39 0.15 0.03 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.” NFS does not accept payment for order flow, rebates, or other remuneration from this venue. Two Sigma Securities, LLC SOHO 0.95 1.17 0.04 0.00 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.” NFS does not accept payment for order flow, rebates, or other remuneration from this venue. JP Morgan Securities LLC JPMS 0.80 0.00 0.00 0.00 4.56 0 0.0000 0 0.0000 0 0.0000 -25 -12.0000 NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems. Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.” INTELLIGENT CROSS LLC INCR 0.79 0.00 0.00 0.00 4.47 0 0.0000 0 0.0000 0 0.0000 -22 -8.0000 Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.” NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems. Goldman, Sachs & Co. GSCO 0.72 0.00 0.00 0.00 4.10 0 0.0000 0 0.0000 0 0.0000 -19 -10.0000 Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.” NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems. LEVEL ATS EBXL 0.55 0.00 0.00 0.00 3.12 0 0.0000 0 0.0000 0 0.0000 -2 -5.0571 NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems. Orders may be routed through EBX LLC in which NFS or its affiliates have an interest. Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market. 4.21 96.03 3.38 0.46 0.13 Citadel Securities LLC CDRG 20.32 35.04 13.83 4.94 0.03 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.” NFS does not accept payment for order flow, rebates, or other remuneration from this venue. VIRTU Americas, LLC NITE 17.44 30.16 9.50 4.38 0.02 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.” NFS does not accept payment for order flow, rebates, or other remuneration from this venue. National Financial Services LLC XSTM 16.51 0.00 0.00 0.00 43.24 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Orders may be routed to NFS’s Alternative Trading System, CrossStream. NFS is not charged an explicit fee for orders executed in CrossStream but may receive a trading commission from the contra-side party against which the order executed. Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market." NFS does not accept payment for order flow, rebates, or other remuneration from this venue. G1 Execution Services, LLC ETMM 13.26 23.38 0.48 0.06 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.” NFS does not accept payment for order flow, rebates, or other remuneration from this venue. Jane Street Capital, LLC JNST 5.20 9.16 0.16 0.01 0.01 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.” NFS does not accept payment for order flow, rebates, or other remuneration from this venue. Goldman, Sachs & Co. GSCO 3.16 0.00 0.00 0.00 8.28 0 0.0000 0 0.0000 0 0.0000 -270 -10.0000 Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.” NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems. JP Morgan Securities LLC JPMS 2.95 0.00 0.00 0.00 7.74 0 0.0000 0 0.0000 0 0.0000 -1090 -12.0000 NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems. Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.” INTELLIGENT CROSS LLC INCR 2.77 0.00 0.00 0.00 7.25 0 0.0000 0 0.0000 0 0.0000 -113 -7.4503 Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.” NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems. LEVEL ATS EBXL 2.44 0.00 0.00 0.00 6.40 0 0.0000 0 0.0000 0 0.0000 -48 -6.8672 NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems. Orders may be routed through EBX LLC in which NFS or its affiliates have an interest. Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.” Barclays Capital, Inc. LEHM 2.39 0.00 0.00 0.00 6.27 0 0.0000 0 0.0000 0 0.0000 -116 -10.0000 NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems. Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.” UBS Securities LLC - ATS UBSA 2.20 0.00 0.00 0.00 5.76 0 0.0000 0 0.0000 0 0.0000 -173 -10.0000 Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.” NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems. Investors Exchange IEXG 2.17 0.00 28.25 25.58 2.09 0 0.0000 -1017 -8.6052 -34 -0.3952 -40 -10.0000 NFS may be charged fees or receive rebates for orders executed on specific equities exchanges. Fees and rebates are set by exchange rules, subject to SEC approval, and are non-negotiable. Visit exchange websites directly for detailed price lists: https://exchange.iex.io/resources/trading/fee-schedule/ Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market. 42.95 0.00 0.01 0.02 99.97 NYSE Arca Options ARCA 39.41 0.00 0.00 0.00 39.41 0 0.0000 0 0.0000 0 0.0000 3615 18.2500 NFS may be charged fees or receive rebates for orders executed on specific options exchanges. Fees and rebates are set by exchange rules, subject to SEC approval, are non-negotiable, and may include tiers based on volume thresholds. Visit exchange websites directly for detailed price lists: https://www.nyse.com/publicdocs/nyse/markets/arca-options/NYSE_Arca_Options_Fee_Schedule.pdf Cboe Options Exchange CBOE 24.54 0.00 0.00 0.00 24.55 0 0.0000 0 0.0000 0 0.0000 -1221 -26.3200 NFS may be charged fees or receive rebates for orders executed on specific options exchanges. NFS does not negotiate, set rates for, or solicit payment for order flow on options orders. However, NFS may generate rebates (e.g. Marketing Fees) associated with the routing of orders to CBOE options exchange. Fees and rebates are set by exchange rules, subject to SEC approval, are non-negotiable, and may include tiers based on volume thresholds. Visit exchange websites directly for detailed price lists: https://www.cboe.com/us/options/membership/fee_schedule/ NASDAQ Options Market NSDQ 23.28 0.00 0.00 0.00 23.29 0 0.0000 0 0.0000 0 0.0000 0 0.0000 NFS may be charged fees or receive rebates for orders executed on specific options exchanges. Fees and rebates are set by exchange rules, subject to SEC approval, are non-negotiable, and may include tiers based on volume thresholds. Visit exchange websites directly for detailed price lists: https://listingcenter.nasdaq.com/rulebook/nasdaq/rules/nasdaq-options-7 Cboe BZX Options Exchange, Inc. BATS 12.30 0.00 0.00 0.00 12.30 0 0.0000 0 0.0000 0 0.0000 -232 -15.3100 NFS may be charged fees or receive rebates for orders executed on specific options exchanges. Fees and rebates are set by exchange rules, subject to SEC approval, are non-negotiable, and may include tiers based on volume thresholds. Visit exchange websites directly for detailed price lists: https://www.cboe.com/us/options/membership/fee_schedule/bzx 2023 05 11.61 85.99 0.53 0.86 12.62 Citadel Securities LLC CDRG 28.47 37.35 54.10 15.53 0.15 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.” NFS does not accept payment for order flow, rebates, or other remuneration from this venue. VIRTU Americas, LLC NITE 23.32 30.74 29.80 12.21 0.04 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.” NFS does not accept payment for order flow, rebates, or other remuneration from this venue. G1 Execution Services, LLC ETMM 13.97 18.65 0.53 0.11 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.” NFS does not accept payment for order flow, rebates, or other remuneration from this venue. National Financial Services LLC XSTM 12.75 0.00 0.00 0.00 53.97 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Orders may be routed to NFS’s Alternative Trading System, CrossStream. NFS is not charged an explicit fee for orders executed in CrossStream but may receive a trading commission from the contra-side party against which the order executed. Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market." NFS does not accept payment for order flow, rebates, or other remuneration from this venue. Jane Street Capital, LLC JNST 8.24 11.00 0.28 0.09 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.” NFS does not accept payment for order flow, rebates, or other remuneration from this venue. JP Morgan Securities LLC JPMS 1.56 0.00 0.00 0.00 6.60 0 0.0000 0 0.0000 0 0.0000 -14 -12.0000 NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems. Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.” INTELLIGENT CROSS LLC INCR 1.47 0.00 0.00 0.00 6.21 0 0.0000 0 0.0000 0 0.0000 -6 -8.0000 Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.” NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems. Goldman, Sachs & Co. GSCO 1.44 0.00 0.00 0.00 6.08 0 0.0000 0 0.0000 0 0.0000 -14 -10.0000 Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.” NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems. Two Sigma Securities, LLC SOHO 1.16 1.55 0.03 0.02 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.” NFS does not accept payment for order flow, rebates, or other remuneration from this venue. Investors Exchange IEXG 1.09 0.00 1.07 17.27 3.96 0 0.0000 0 0.0000 0 0.0000 0 0.0000 NFS may be charged fees or receive rebates for orders executed on specific equities exchanges. Fees and rebates are set by exchange rules, subject to SEC approval, and are non-negotiable. Visit exchange websites directly for detailed price lists: https://exchange.iex.io/resources/trading/fee-schedule/ Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market. 6.09 70.90 2.44 1.64 25.01 Citadel Securities LLC CDRG 19.76 37.38 32.57 6.81 0.04 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.” NFS does not accept payment for order flow, rebates, or other remuneration from this venue. National Financial Services LLC XSTM 16.32 0.00 0.00 0.00 35.99 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Orders may be routed to NFS’s Alternative Trading System, CrossStream. NFS is not charged an explicit fee for orders executed in CrossStream but may receive a trading commission from the contra-side party against which the order executed. Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market." NFS does not accept payment for order flow, rebates, or other remuneration from this venue. VIRTU Americas, LLC NITE 16.07 30.50 21.29 5.99 0.01 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.” NFS does not accept payment for order flow, rebates, or other remuneration from this venue. G1 Execution Services, LLC ETMM 9.68 18.73 0.95 0.02 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.” NFS does not accept payment for order flow, rebates, or other remuneration from this venue. Jane Street Capital, LLC JNST 5.74 11.11 0.39 0.02 0.01 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.” NFS does not accept payment for order flow, rebates, or other remuneration from this venue. INTELLIGENT CROSS LLC INCR 3.82 0.00 0.00 0.00 8.43 0 0.0000 0 0.0000 0 0.0000 -33 -2.3422 Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.” NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems. Goldman, Sachs & Co. GSCO 3.64 0.00 0.00 0.00 8.04 -2 -10.0000 0 0.0000 0 0.0000 -122 -10.0000 Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.” NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems. JP Morgan Securities LLC JPMS 3.62 0.00 0.00 0.00 7.98 -16 -12.0000 0 0.0000 0 0.0000 -428 -12.0000 NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems. Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.” LEVEL ATS EBXL 3.27 0.00 0.00 0.00 7.22 0 0.0000 0 0.0000 0 0.0000 -8 -6.7760 NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems. Orders may be routed through EBX LLC in which NFS or its affiliates have an interest. Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.” Barclays Capital, Inc. LEHM 2.90 0.00 0.00 0.00 6.41 0 0.0000 0 0.0000 0 0.0000 -153 -10.0000 NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems. Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.” UBS Securities LLC - ATS UBSA 2.84 0.00 0.00 0.00 6.26 0 0.0000 0 0.0000 0 0.0000 -178 -10.0000 Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.” NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems. Morgan Stanley & Company LLC MSCO 2.23 0.00 4.71 0.16 4.82 0 0.0000 -429 -11.0309 0 0.0000 -401 -20.0000 NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems. NFS may route orders for additional routing to Credit Suisse Securities (USA) LLC, Morgan Stanley & Co. LLC, and VIRTU Americas LLC. Orders routed further by Morgan Stanley & Co. LLC are sent to exchanges which incur fees and rebates based on the exchange rules, subject to SEC approval, and are non-negotiable. Execution fees and rebates incurred by Morgan Stanley & Co. LLC for routing these orders are passed back to NFS plus an additional router fee. Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.” Investors Exchange IEXG 2.09 0.00 13.60 19.08 3.46 -1 -10.0000 -519 -4.0240 -14 -0.4145 -5 -9.7097 NFS may be charged fees or receive rebates for orders executed on specific equities exchanges. Fees and rebates are set by exchange rules, subject to SEC approval, and are non-negotiable. Visit exchange websites directly for detailed price lists: https://exchange.iex.io/resources/trading/fee-schedule/ Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market. 40.20 0.01 0.00 0.02 99.96 NYSE Arca Options ARCA 42.22 0.00 0.00 0.00 42.23 0 0.0000 0 0.0000 0 0.0000 -12671 -47.5100 NFS may be charged fees or receive rebates for orders executed on specific options exchanges. Fees and rebates are set by exchange rules, subject to SEC approval, are non-negotiable, and may include tiers based on volume thresholds. Visit exchange websites directly for detailed price lists: https://www.nyse.com/publicdocs/nyse/markets/arca-options/NYSE_Arca_Options_Fee_Schedule.pdf Cboe Options Exchange CBOE 23.53 0.00 0.00 0.00 23.53 0 0.0000 0 0.0000 0 0.0000 -1702 -25.5600 NFS may be charged fees or receive rebates for orders executed on specific options exchanges. NFS does not negotiate, set rates for, or solicit payment for order flow on options orders. However, NFS may generate rebates (e.g. Marketing Fees) associated with the routing of orders to CBOE options exchange. Fees and rebates are set by exchange rules, subject to SEC approval, are non-negotiable, and may include tiers based on volume thresholds. Visit exchange websites directly for detailed price lists: https://www.cboe.com/us/options/membership/fee_schedule/ NASDAQ Options Market NSDQ 20.74 0.00 0.00 0.00 20.74 0 0.0000 0 0.0000 0 0.0000 0 0.0000 NFS may be charged fees or receive rebates for orders executed on specific options exchanges. Fees and rebates are set by exchange rules, subject to SEC approval, are non-negotiable, and may include tiers based on volume thresholds. Visit exchange websites directly for detailed price lists: https://listingcenter.nasdaq.com/rulebook/nasdaq/rules/nasdaq-options-7 Cboe BZX Options Exchange, Inc. BATS 13.00 0.00 0.00 0.00 13.00 0 0.0000 0 0.0000 0 0.0000 -628 -29.6200 NFS may be charged fees or receive rebates for orders executed on specific options exchanges. Fees and rebates are set by exchange rules, subject to SEC approval, are non-negotiable, and may include tiers based on volume thresholds. Visit exchange websites directly for detailed price lists: https://www.cboe.com/us/options/membership/fee_schedule/bzx 2023 06 10.61 99.32 0.40 0.14 0.13 Citadel Securities LLC CDRG 29.67 40.23 43.72 4.33 0.18 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.” NFS does not accept payment for order flow, rebates, or other remuneration from this venue. VIRTU Americas, LLC NITE 19.65 26.65 26.54 3.84 0.06 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.” NFS does not accept payment for order flow, rebates, or other remuneration from this venue. National Financial Services LLC XSTM 12.75 0.00 0.00 0.00 51.73 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Orders may be routed to NFS’s Alternative Trading System, CrossStream. NFS is not charged an explicit fee for orders executed in CrossStream but may receive a trading commission from the contra-side party against which the order executed. Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market." NFS does not accept payment for order flow, rebates, or other remuneration from this venue. G1 Execution Services, LLC ETMM 12.44 17.09 0.18 0.06 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.” NFS does not accept payment for order flow, rebates, or other remuneration from this venue. Jane Street Capital, LLC JNST 10.10 13.87 0.34 0.04 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.” NFS does not accept payment for order flow, rebates, or other remuneration from this venue. Investors Exchange IEXG 1.60 0.00 2.29 29.72 4.06 0 0.0000 -48 -22.1110 -2 -0.2858 -84 -9.9405 NFS may be charged fees or receive rebates for orders executed on specific equities exchanges. Fees and rebates are set by exchange rules, subject to SEC approval, and are non-negotiable. Visit exchange websites directly for detailed price lists: https://exchange.iex.io/resources/trading/fee-schedule/ Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market." JP Morgan Securities LLC JPMS 1.52 0.00 0.00 0.00 6.17 0 0.0000 0 0.0000 0 0.0000 -133 -12.0000 NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems. Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.” INTELLIGENT CROSS LLC INCR 1.52 0.00 0.00 0.00 6.15 0 0.0000 0 0.0000 0 0.0000 -107 -8.0000 Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.” NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems. Goldman, Sachs & Co. GSCO 1.37 0.00 0.00 0.00 5.57 0 0.0000 0 0.0000 0 0.0000 -124 -10.0000 Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.” NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems. LEVEL ATS EBXL 1.35 0.00 0.00 0.00 5.46 0 0.0000 0 0.0000 0 0.0000 -10 -4.2161 NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems. Orders may be routed through EBX LLC in which NFS or its affiliates have an interest. Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market. 4.23 97.65 1.76 0.40 0.19 Citadel Securities LLC CDRG 28.86 40.31 46.73 19.59 0.10 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.” NFS does not accept payment for order flow, rebates, or other remuneration from this venue. National Financial Services LLC XSTM 19.21 0.00 0.00 0.00 68.31 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Orders may be routed to NFS’s Alternative Trading System, CrossStream. NFS is not charged an explicit fee for orders executed in CrossStream but may receive a trading commission from the contra-side party against which the order executed. Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market." NFS does not accept payment for order flow, rebates, or other remuneration from this venue. VIRTU Americas, LLC NITE 19.12 26.65 31.85 16.94 0.04 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.” NFS does not accept payment for order flow, rebates, or other remuneration from this venue. G1 Execution Services, LLC ETMM 12.01 17.10 0.82 0.15 0.00 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.” NFS does not accept payment for order flow, rebates, or other remuneration from this venue. Jane Street Capital, LLC JNST 9.69 13.79 0.60 0.06 0.02 0 0.0000 0 0.0000 0 0.0000 0 0.0000 Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.” NFS does not accept payment for order flow, rebates, or other remuneration from this venue. JP Morgan Securities LLC JPMS 1.21 0.00 0.00 0.00 4.31 0 0.0000 0 0.0000 0 0.0000 -82 -12.0000 NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems. Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.” Goldman, Sachs & Co. GSCO 1.18 0.00 0.00 0.00 4.18 0 0.0000 0 0.0000 0 0.0000 -86 -10.0000 Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.” NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems. INTELLIGENT CROSS LLC INCR 1.17 0.00 0.00 0.00 4.17 0 0.0000 0 0.0000 0 0.0000 -31 -5.8790 Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.” NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems. Barclays Capital, Inc. LEHM 1.08 0.00 0.00 0.00 3.84 0 0.0000 0 0.0000 0 0.0000 -66 -10.0000 NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems. Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.” Morgan Stanley & Company LLC MSCO 1.06 0.00 0.80 0.10 3.75 0 0.0000 -778 -27.1222 0 0.0000 -137 -20.0000 NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems. NFS may route orders for additional routing to Credit Suisse Securities (USA) LLC, Morgan Stanley & Co. LLC, and VIRTU Americas LLC. Orders routed further by Morgan Stanley & Co. LLC are sent to exchanges which incur fees and rebates based on the exchange rules, subject to SEC approval, and are non-negotiable. Execution fees and rebates incurred by Morgan Stanley & Co. LLC for routing these orders are passed back to NFS plus an additional router fee. Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market. 48.22 0.02 0.00 0.02 99.96 NYSE Arca Options ARCA 38.72 0.00 0.00 0.00 38.72 0 0.0000 0 0.0000 0 0.0000 -8532 -23.5800 NFS may be charged fees or receive rebates for orders executed on specific options exchanges. Fees and rebates are set by exchange rules, subject to SEC approval, are non-negotiable, and may include tiers based on volume thresholds. Visit exchange websites directly for detailed price lists: https://www.nyse.com/publicdocs/nyse/markets/arca-options/NYSE_Arca_Options_Fee_Schedule.pdf Cboe Options Exchange CBOE 23.46 0.00 0.00 0.00 23.47 0 0.0000 0 0.0000 0 0.0000 -1857 -23.6300 NFS may be charged fees or receive rebates for orders executed on specific options exchanges. NFS does not negotiate, set rates for, or solicit payment for order flow on options orders. However, NFS may generate rebates (e.g. Marketing Fees) associated with the routing of orders to CBOE options exchange. Fees and rebates are set by exchange rules, subject to SEC approval, are non-negotiable, and may include tiers based on volume thresholds. Visit exchange websites directly for detailed price lists: https://www.cboe.com/us/options/membership/fee_schedule/ NASDAQ Options Market NSDQ 19.98 0.00 0.00 0.00 19.98 0 0.0000 0 0.0000 0 0.0000 0 0.0000 NFS may be charged fees or receive rebates for orders executed on specific options exchanges. Fees and rebates are set by exchange rules, subject to SEC approval, are non-negotiable, and may include tiers based on volume thresholds. Visit exchange websites directly for detailed price lists: https://listingcenter.nasdaq.com/rulebook/nasdaq/rules/nasdaq-options-7 Cboe BZX Options Exchange, Inc. BATS 16.71 0.00 0.00 0.00 16.71 0 0.0000 0 0.0000 0 0.0000 -184 -6.2100 NFS may be charged fees or receive rebates for orders executed on specific options exchanges. Fees and rebates are set by exchange rules, subject to SEC approval, are non-negotiable, and may include tiers based on volume thresholds. Visit exchange websites directly for detailed price lists: https://www.cboe.com/us/options/membership/fee_schedule/bzx