1.2
NATIONAL FINANCIAL SERVICES LLC
2021
01
2021-04-26T10:27:40Z
2021
01
9.62
40.36
53.36
6.29
0.08
National Financial Services LLC
XSTM
8.03
0.00
0.00
0.00
8.71
0
0.0000
0
0.0000
0
0.0000
0
0.0000
Orders may be routed to NFS’s Alternative Trading System, CrossStream. NFS is not charged an explicit fee for orders executed in CrossStream but may receive a trading commission from the contra-side party against which the order executed.
Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.”
Investors Exchange
IEXG
7.58
0.00
0.00
0.00
8.22
0
0.0000
0
0.0001
0
0.0000
-2264
-9.0000
NFS pays fees to and receives rebates from exchanges for executions and routing. These rates are subject to non-negotiable prices set by exchange rules and may include tiers based on volume thresholds. Visit exchange websites for detailed pricing information.
Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.”
Credit Suisse Securities (USA) LLC
FBCO
6.93
0.00
29.13
25.89
6.98
0
0.0000
-20042
-24.3377
-151
-24.3377
-779
-10.0000
NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems.
Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.”
EBX LLC
EBXL
6.45
0.05
0.00
0.00
6.99
0
0.0000
0
0.0000
0
0.0000
-380
-6.6601
Orders may be routed through EBX LLC in which NFS or its affiliates have an interest.
Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.”
INTELLIGENT CROSS LLC
INCR
6.33
0.00
0.00
0.00
6.87
0
0.0000
0
0.0000
0
0.0000
-1090
-8.0000
NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems.
Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.”
Merrill Lynch, Pierce, Fenner & Smith Inc.
MLCO
6.23
0.00
0.00
0.00
6.76
0
0.0000
0
0.0000
0
0.0000
-273
-10.0000
NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems.
Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.”
Goldman, Sachs & Co.
GSCO
6.04
0.00
0.00
0.00
6.55
0
0.0000
0
0.0000
0
0.0000
-1652
-10.0000
NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems.
Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.”
Morgan Stanley & Company LLC
MSCO
6.03
0.00
8.87
7.15
6.39
0
0.0000
-5901
-24.6014
-7
-24.6014
-5403
-20.0000
NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems.
Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.”
JP Morgan Securities LLC
JPMS
5.82
0.00
0.00
0.00
6.31
0
0.0000
0
0.0000
0
0.0000
-910
-12.0000
NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems.
Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.”
UBS Securities LLC - ATS
UBSA
5.46
0.00
0.00
0.00
5.93
0
0.0000
0
0.0000
0
0.0000
-1490
-10.0000
NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems.
Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.”
NASDAQ Execution Services, LLC
NSDQ
5.37
0.00
0.00
0.00
5.83
0
0.0000
0
0.0000
0
0.0000
-259
-4.1447
NFS pays fees to and receives rebates from exchanges for executions and routing. These rates are subject to non-negotiable prices set by exchange rules and may include tiers based on volume thresholds. Visit exchange websites for detailed pricing information.
Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.”
Barclays Capital, Inc.
LEHM
4.28
0.00
0.00
0.00
4.65
0
0.0000
0
0.0000
0
0.0000
-620
-10.0000
NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems.
Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.”
Citadel Securities LLC
CDRG
3.49
51.17
20.50
24.82
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.”
VIRTU Americas LLC
KCGM
2.85
0.00
20.61
16.70
2.72
0
0.0000
-12508
-24.6436
-105
-24.6436
-109
-10.0000
NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems.
Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.”
Deutsche Bank Securities Inc.
DBAB
2.60
0.00
0.00
0.00
2.82
0
0.0000
0
0.0000
0
0.0000
-83
-10.0000
NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems.
Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.”
BIDS Trading LP
BIDS
2.54
0.00
0.00
0.00
2.75
0
0.0000
0
0.0000
0
0.0000
-145
-12.9979
NFS is charged fees by BIDS Trading LP on a tiered price schedule based on volume thresholds.
Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.”
CODA MARKETS, INC.
CODA
2.53
0.00
0.00
0.00
2.75
0
0.0000
0
0.0000
0
0.0000
-269
-5.0000
NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems.
Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.”
Instinet LLC
INCA
2.30
0.00
0.00
0.00
2.50
0
0.0000
0
0.0000
0
0.0000
-63
-10.0000
NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems.
Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.
9.54
15.63
67.29
16.82
0.27
National Financial Services LLC
XSTM
7.56
0.00
0.00
0.00
7.76
0
0.0000
0
0.0000
0
0.0000
0
0.0000
Orders may be routed to NFS’s Alternative Trading System, CrossStream. NFS is not charged an explicit fee for orders executed in CrossStream but may receive a trading commission from the contra-side party against which the order executed.
Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.”
Credit Suisse Securities (USA) LLC
FBCO
6.98
0.00
20.61
8.77
6.98
0
0.0000
-24809
-24.3377
-227
-24.3377
-1757
-10.0000
NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems.
Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.”
Investors Exchange
IEXG
6.82
0.00
0.00
0.00
7.00
0
0.0000
0
0.0000
0
0.0000
-3015
-9.0000
NFS pays fees to and receives rebates from exchanges for executions and routing. These rates are subject to non-negotiable prices set by exchange rules and may include tiers based on volume thresholds. Visit exchange websites for detailed pricing information.
Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.”
EBX LLC
EBXL
6.81
0.00
0.00
0.00
6.99
0
0.0000
0
0.0000
0
0.0000
-813
-6.6509
Orders may be routed through EBX LLC in which NFS or its affiliates have an interest.
Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.”
INTELLIGENT CROSS LLC
INCR
6.74
0.00
0.00
0.00
6.92
0
0.0000
0
0.0000
0
0.0000
-2261
-8.0000
NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems.
Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.”
Morgan Stanley & Company LLC
MSCO
6.70
0.00
7.07
2.56
6.81
0
0.0000
-8134
-24.6014
-7
-24.6014
-8214
-20.0000
NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems.
Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.”
JP Morgan Securities LLC
JPMS
6.52
0.00
0.00
0.00
6.69
0
0.0000
0
0.0000
0
0.0000
-1914
-12.0000
NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems.
Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.”
Merrill Lynch, Pierce, Fenner & Smith Inc.
MLCO
6.46
0.00
0.00
0.00
6.63
0
0.0000
0
0.0000
0
0.0000
-521
-10.0000
NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems.
Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.”
NASDAQ Execution Services, LLC
NSDQ
6.20
0.00
0.00
0.00
6.36
0
0.0000
0
0.0000
0
0.0000
-139
-0.5619
NFS pays fees to and receives rebates from exchanges for executions and routing. These rates are subject to non-negotiable prices set by exchange rules and may include tiers based on volume thresholds. Visit exchange websites for detailed pricing information.
Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.”
Goldman, Sachs & Co.
GSCO
6.05
0.00
0.00
0.00
6.21
0
0.0000
0
0.0000
0
0.0000
-2781
-10.0000
NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems.
Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.”
Barclays Capital, Inc.
LEHM
5.69
0.00
0.00
0.00
5.84
0
0.0000
0
0.0000
0
0.0000
-2052
-10.0000
NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems.
Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.”
UBS Securities LLC - ATS
UBSA
5.26
0.00
0.00
0.00
5.39
0
0.0000
0
0.0000
0
0.0000
-3583
-10.0000
NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems.
Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.”
VIRTU Americas LLC
KCGM
2.80
0.00
16.01
6.01
2.74
0
0.0000
-18222
-24.6436
-169
-24.6436
-230
-10.0000
NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems.
Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.”
Deutsche Bank Securities Inc.
DBAB
2.79
0.00
0.00
0.00
2.86
0
0.0000
0
0.0000
0
0.0000
-187
-10.0000
NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems.
Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.”
CODA MARKETS, INC.
CODA
2.69
0.00
0.00
0.00
2.76
0
0.0000
0
0.0000
0
0.0000
-556
-5.0000
NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems.
Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.”
BIDS Trading LP
BIDS
2.67
0.00
0.00
0.00
2.74
0
0.0000
0
0.0000
0
0.0000
-261
-12.9979
NFS is charged fees by BIDS Trading LP on a tiered price schedule based on volume thresholds.
Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.”
Instinet LLC
INCA
2.59
0.00
0.00
0.00
2.66
0
0.0000
0
0.0000
0
0.0000
-104
-10.0000
NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems.
Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.
100.00
0.00
0.00
0.00
100.00
NYSE Arca Options
ARCA
25.72
0.00
0.00
0.00
25.72
0
0.0000
0
0.0000
0
0.0000
-2554
-34.3900
NFS pays fees to and receives rebates from options exchanges. These fees and rebates are subject to non-negotiable prices set by exchange rules and may include tiers based on volume thresholds.
Cboe BZX Options Exchange, Inc.
BATS
22.46
0.00
0.00
0.00
22.46
0
0.0000
0
0.0000
0
0.0000
960
21.1700
NFS pays fees to and receives rebates from options exchanges. These fees and rebates are subject to non-negotiable prices set by exchange rules and may include tiers based on volume thresholds.
NASDAQ Options Market
NSDQ
22.24
0.00
0.00
0.00
22.24
0
0.0000
0
0.0000
0
0.0000
236
5.6400
NFS pays fees to and receives rebates from options exchanges. These fees and rebates are subject to non-negotiable prices set by exchange rules and may include tiers based on volume thresholds.
Cboe Options Exchange
CBOE
16.64
0.00
0.00
0.00
16.64
0
0.0000
0
0.0000
0
0.0000
-555
-13.6390
NFS pays fees to and receives rebates from options exchanges. These fees and rebates are subject to non-negotiable prices set by exchange rules and may include tiers based on volume thresholds.
Morgan Stanley & Company LLC
MSCO
12.46
0.00
0.00
0.00
12.46
0
0.0000
0
0.0000
0
0.0000
-1517
-10.0000
NFS may use broker Morgan Stanley & Co.LLC for additional options routing. Executions via this router is charged additional fees under a cost-plus agreement
2021
02
7.49
42.33
51.91
5.68
0.08
National Financial Services LLC
XSTM
7.83
0.00
0.00
0.00
8.52
0
0.0000
0
0.0000
0
0.0000
0
0.0000
Orders may be routed to NFS’s Alternative Trading System, CrossStream. NFS is not charged an explicit fee for orders executed in CrossStream but may receive a trading commission from the contra-side party against which the order executed.
Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.”
Investors Exchange
IEXG
6.97
0.00
0.00
0.00
7.59
0
0.0000
0
0.0000
0
0.0000
-1413
-9.0000
NFS pays fees to and receives rebates from exchanges for executions and routing. These rates are subject to non-negotiable prices set by exchange rules and may include tiers based on volume thresholds. Visit exchange websites for detailed pricing information.
Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.”
Credit Suisse Securities (USA) LLC
FBCO
6.66
0.00
21.66
20.57
6.83
0
0.0000
-13057
-24.0983
-128
-24.0983
-599
-10.0000
NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems.
Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.”
EBX LLC
EBXL
6.24
0.00
0.00
0.00
6.79
0
0.0000
0
0.0000
0
0.0000
-267
-6.4922
Orders may be routed through EBX LLC in which NFS or its affiliates have an interest.
Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.”
INTELLIGENT CROSS LLC
INCR
6.08
0.00
0.00
0.00
6.61
0
0.0000
0
0.0000
0
0.0000
-715
-8.0000
NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems.
Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.”
Merrill Lynch, Pierce, Fenner & Smith Inc.
MLCO
6.05
0.00
0.00
0.00
6.59
0
0.0000
0
0.0000
0
0.0000
-164
-10.0000
NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems.
Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.”
Morgan Stanley & Company LLC
MSCO
6.05
0.00
6.70
5.58
6.45
0
0.0000
-3774
-24.0328
-6
-24.0328
-4250
-20.0000
NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems.
Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.”
UBS Securities LLC - ATS
UBSA
5.89
0.00
0.00
0.00
6.41
0
0.0000
0
0.0000
0
0.0000
-1228
-10.0000
NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems.
Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.”
Goldman, Sachs & Co.
GSCO
5.88
0.00
0.00
0.00
6.40
0
0.0000
0
0.0000
0
0.0000
-1107
-10.0000
NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems.
Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.”
JP Morgan Securities LLC
JPMS
5.80
0.00
0.00
0.00
6.31
0
0.0000
0
0.0000
0
0.0000
-648
-12.0000
NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems.
Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.”
NASDAQ Execution Services, LLC
NSDQ
5.13
0.00
0.00
0.00
5.58
0
0.0000
0
0.0000
0
0.0000
134
3.8989
NFS pays fees to and receives rebates from exchanges for executions and routing. These rates are subject to non-negotiable prices set by exchange rules and may include tiers based on volume thresholds. Visit exchange websites for detailed pricing information.
Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.”
Barclays Capital, Inc.
LEHM
4.37
0.00
0.00
0.00
4.75
0
0.0000
0
0.0000
0
0.0000
-522
-10.0000
NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems.
Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.”
Citadel Securities LLC
CDRG
3.73
50.98
27.78
30.46
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.”
VIRTU Americas LLC
KCGM
2.92
0.00
15.81
12.18
2.89
0
0.0000
-5890
-24.1334
-66
-24.1334
-91
-10.0000
NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems.
Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.”
Deutsche Bank Securities Inc.
DBAB
2.75
0.00
0.00
0.00
2.99
0
0.0000
0
0.0000
0
0.0000
-61
-10.0000
NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems.
Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.”
CODA MARKETS, INC.
CODA
2.73
0.00
0.00
0.00
2.97
0
0.0000
0
0.0000
0
0.0000
-425
-5.0000
NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems.
Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.”
BIDS Trading LP
BIDS
2.69
0.00
0.00
0.00
2.93
0
0.0000
0
0.0000
0
0.0000
-94
-14.2190
NFS is charged fees by BIDS Trading LP on a tiered price schedule based on volume thresholds.
Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.”
Instinet LLC
INCA
2.52
0.00
0.00
0.00
2.74
0
0.0000
0
0.0000
0
0.0000
-51
-10.0000
NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems.
Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.
7.89
16.24
65.07
18.64
0.05
National Financial Services LLC
XSTM
7.65
0.00
0.00
0.00
7.85
0
0.0000
0
0.0000
0
0.0000
0
0.0000
Orders may be routed to NFS’s Alternative Trading System, CrossStream. NFS is not charged an explicit fee for orders executed in CrossStream but may receive a trading commission from the contra-side party against which the order executed.
Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.”
Credit Suisse Securities (USA) LLC
FBCO
7.00
0.00
17.70
6.82
7.03
0
0.0000
-15547
-24.0983
-127
-24.0983
-1372
-10.0000
NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems.
Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.”
EBX LLC
EBXL
6.80
0.00
0.00
0.00
6.98
0
0.0000
0
0.0000
0
0.0000
-682
-6.5888
Orders may be routed through EBX LLC in which NFS or its affiliates have an interest.
Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.”
Morgan Stanley & Company LLC
MSCO
6.77
0.00
6.18
2.13
6.89
0
0.0000
-5129
-24.0328
-7
-24.0328
-8314
-20.0000
NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems.
Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.”
INTELLIGENT CROSS LLC
INCR
6.57
0.00
0.00
0.00
6.74
0
0.0000
0
0.0000
0
0.0000
-1583
-8.0000
NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems.
Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.”
Investors Exchange
IEXG
6.51
0.00
0.02
0.28
6.68
0
0.0000
-11
-29.4864
-6
-6.0356
-2088
-9.0000
NFS pays fees to and receives rebates from exchanges for executions and routing. These rates are subject to non-negotiable prices set by exchange rules and may include tiers based on volume thresholds. Visit exchange websites for detailed pricing information.
Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.”
JP Morgan Securities LLC
JPMS
6.51
0.00
0.00
0.00
6.68
0
0.0000
0
0.0000
0
0.0000
-1887
-12.0000
NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems.
Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.”
Merrill Lynch, Pierce, Fenner & Smith Inc.
MLCO
6.37
0.00
0.00
0.00
6.54
0
0.0000
0
0.0000
0
0.0000
-458
-10.0000
NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems.
Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.”
Goldman, Sachs & Co.
GSCO
6.22
0.00
0.00
0.00
6.38
0
0.0000
0
0.0000
0
0.0000
-2655
-10.0000
NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems.
Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.”
NASDAQ Execution Services, LLC
NSDQ
6.08
0.00
0.00
0.00
6.24
0
0.0000
0
0.0000
0
0.0000
490
16.4603
NFS pays fees to and receives rebates from exchanges for executions and routing. These rates are subject to non-negotiable prices set by exchange rules and may include tiers based on volume thresholds. Visit exchange websites for detailed pricing information.
Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.”
UBS Securities LLC - ATS
UBSA
5.84
0.00
0.00
0.00
5.99
0
0.0000
0
0.0000
0
0.0000
-4037
-10.0000
NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems.
Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.”
Barclays Capital, Inc.
LEHM
5.35
0.00
0.00
0.00
5.49
0
0.0000
0
0.0000
0
0.0000
-1593
-10.0000
NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems.
Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.”
Deutsche Bank Securities Inc.
DBAB
2.90
0.00
0.00
0.00
2.97
0
0.0000
0
0.0000
0
0.0000
-215
-10.0000
NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems.
Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.”
VIRTU Americas LLC
KCGM
2.78
0.00
13.90
5.16
2.74
0
0.0000
-11762
-24.1334
-155
-24.1334
-263
-10.0000
NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems.
Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.”
CODA MARKETS, INC.
CODA
2.70
0.00
0.00
0.00
2.77
0
0.0000
0
0.0000
0
0.0000
-739
-5.0000
NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems.
Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.”
BIDS Trading LP
BIDS
2.66
0.00
0.00
0.00
2.73
0
0.0000
0
0.0000
0
0.0000
-211
-14.2190
NFS is charged fees by BIDS Trading LP on a tiered price schedule based on volume thresholds.
Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.”
Instinet LLC
INCA
2.62
0.00
0.00
0.00
2.69
0
0.0000
0
0.0000
0
0.0000
-132
-10.0000
NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems.
Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.
100.00
0.00
0.00
0.00
100.00
NYSE Arca Options
ARCA
25.28
0.00
0.00
0.00
25.28
0
0.0000
0
0.0000
0
0.0000
3306
37.2400
NFS pays fees to and receives rebates from options exchanges. These fees and rebates are subject to non-negotiable prices set by exchange rules and may include tiers based on volume thresholds.
Cboe BZX Options Exchange, Inc.
BATS
22.58
0.00
0.00
0.00
22.58
0
0.0000
0
0.0000
0
0.0000
1530
25.3400
NFS pays fees to and receives rebates from options exchanges. These fees and rebates are subject to non-negotiable prices set by exchange rules and may include tiers based on volume thresholds.
NASDAQ Options Market
NSDQ
21.97
0.00
0.00
0.00
21.97
0
0.0000
0
0.0000
0
0.0000
889
15.6500
NFS pays fees to and receives rebates from options exchanges. These fees and rebates are subject to non-negotiable prices set by exchange rules and may include tiers based on volume thresholds.
Cboe Options Exchange
CBOE
15.65
0.00
0.00
0.00
15.65
0
0.0000
0
0.0000
0
0.0000
-546
-10.9800
NFS pays fees to and receives rebates from options exchanges. These fees and rebates are subject to non-negotiable prices set by exchange rules and may include tiers based on volume thresholds.
Morgan Stanley & Company LLC
MSCO
14.36
0.00
0.00
0.00
14.36
0
0.0000
0
0.0000
0
0.0000
-2129
-10.0000
NFS may use broker Morgan Stanley & Co.LLC for additional options routing. Executions via this router is charged additional fees under a cost-plus agreement
2021
03
8.14
45.53
47.65
5.46
1.36
National Financial Services LLC
XSTM
8.07
0.00
0.00
0.00
8.89
0
0.0000
0
0.0000
0
0.0000
0
0.0000
Orders may be routed to NFS’s Alternative Trading System, CrossStream. NFS is not charged an explicit fee for orders executed in CrossStream but may receive a trading commission from the contra-side party against which the order executed.
Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.”
Investors Exchange
IEXG
7.44
0.00
0.00
0.66
8.20
0
0.0000
0
0.0000
0
0.0000
-1759
-9.0000
NFS pays fees to and receives rebates from exchanges for executions and routing. These rates are subject to non-negotiable prices set by exchange rules and may include tiers based on volume thresholds. Visit exchange websites for detailed pricing information.
Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.”
Credit Suisse Securities (USA) LLC
FBCO
6.72
0.00
33.50
26.80
6.83
0
0.0000
-15168
-23.6713
-134
-23.6713
-748
-10.0000
NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems.
Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.”
EBX LLC
EBXL
6.16
0.05
0.00
0.00
6.79
0
0.0000
0
0.0000
0
0.0000
-328
-6.8066
Orders may be routed through EBX LLC in which NFS or its affiliates have an interest.
Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.”
INTELLIGENT CROSS LLC
INCR
6.10
0.00
0.00
0.00
6.73
0
0.0000
0
0.0000
0
0.0000
-809
-8.0000
NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems.
Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.”
Merrill Lynch, Pierce, Fenner & Smith Inc.
MLCO
5.96
0.00
0.00
0.00
6.57
0
0.0000
0
0.0000
0
0.0000
-205
-10.0000
NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems.
Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.”
Morgan Stanley & Company LLC
MSCO
5.86
0.00
10.61
7.11
6.28
0
0.0000
-3778
-24.4873
-4
-24.4873
-4731
-20.0000
NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems.
Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.”
UBS Securities LLC - ATS
UBSA
5.60
0.00
0.00
0.00
6.17
0
0.0000
0
0.0000
0
0.0000
-1473
-10.0000
NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems.
Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.”
JP Morgan Securities LLC
JPMS
5.58
0.00
0.00
0.00
6.15
0
0.0000
0
0.0000
0
0.0000
-794
-12.0000
NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems.
Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.”
Goldman, Sachs & Co.
GSCO
5.43
0.00
0.00
0.00
5.99
0
0.0000
0
0.0000
0
0.0000
-1460
-10.0000
NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems.
Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.”
NASDAQ Execution Services, LLC
NSDQ
5.18
0.00
0.00
0.00
5.72
0
0.0000
0
0.0000
0
0.0000
164
4.4369
NFS pays fees to and receives rebates from exchanges for executions and routing. These rates are subject to non-negotiable prices set by exchange rules and may include tiers based on volume thresholds. Visit exchange websites for detailed pricing information.
Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.”
Barclays Capital, Inc.
LEHM
4.70
0.00
0.00
0.00
5.18
0
0.0000
0
0.0000
0
0.0000
-612
-10.0000
NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems.
Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.”
Citadel Securities LLC
CDRG
4.02
48.79
15.97
22.94
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.”
VIRTU Americas LLC
KCGM
2.79
0.00
23.55
16.26
2.68
0
0.0000
-7787
-24.7030
-130
-24.7030
-140
-10.0000
NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems.
Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.”
CODA MARKETS, INC.
CODA
2.52
0.00
0.00
0.00
2.78
0
0.0000
0
0.0000
0
0.0000
-530
-5.0000
NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems.
Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.”
VIRTU Americas, LLC
NITE
2.45
28.19
16.17
23.03
0.00
0
0.0000
0
0.0000
0
0.0000
0
0.0000
Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.”
BIDS Trading LP
BIDS
2.43
0.00
0.00
0.00
2.68
0
0.0000
0
0.0000
0
0.0000
-246
-19.4023
NFS is charged fees by BIDS Trading LP on a tiered price schedule based on volume thresholds.
Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.”
Deutsche Bank Securities Inc.
DBAB
2.43
0.00
0.00
0.00
2.68
0
0.0000
0
0.0000
0
0.0000
-79
-10.0000
NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems.
Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.”
Instinet LLC
INCA
2.27
0.00
0.00
0.00
2.50
0
0.0000
0
0.0000
0
0.0000
-103
-10.0000
NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems.
Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.
8.05
17.35
63.85
18.25
0.56
National Financial Services LLC
XSTM
7.69
0.00
0.00
0.00
7.91
0
0.0000
0
0.0000
0
0.0000
0
0.0000
Orders may be routed to NFS’s Alternative Trading System, CrossStream. NFS is not charged an explicit fee for orders executed in CrossStream but may receive a trading commission from the contra-side party against which the order executed.
Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.”
Credit Suisse Securities (USA) LLC
FBCO
6.96
0.00
21.35
10.36
6.96
0
0.0000
-21041
-23.6713
-216
-23.6713
-1689
-10.0000
NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems.
Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.”
INTELLIGENT CROSS LLC
INCR
6.77
0.00
0.00
0.00
6.96
0
0.0000
0
0.0000
0
0.0000
-2030
-8.0000
NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems.
Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.”
EBX LLC
EBXL
6.74
0.00
0.00
0.00
6.93
0
0.0000
0
0.0000
0
0.0000
-921
-6.6869
Orders may be routed through EBX LLC in which NFS or its affiliates have an interest.
Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.”
Investors Exchange
IEXG
6.73
0.00
0.00
0.59
6.92
0
0.0000
0
0.0000
0
0.0000
-3055
-9.0000
NFS pays fees to and receives rebates from exchanges for executions and routing. These rates are subject to non-negotiable prices set by exchange rules and may include tiers based on volume thresholds. Visit exchange websites for detailed pricing information.
Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.”
Morgan Stanley & Company LLC
MSCO
6.65
0.00
7.38
3.41
6.77
0
0.0000
-7341
-24.4873
-11
-24.4873
-10041
-20.0000
NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems.
Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.”
Merrill Lynch, Pierce, Fenner & Smith Inc.
MLCO
6.53
0.00
0.00
0.00
6.71
0
0.0000
0
0.0000
0
0.0000
-557
-10.0000
NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems.
Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.”
JP Morgan Securities LLC
JPMS
6.37
0.00
0.00
0.00
6.55
0
0.0000
0
0.0000
0
0.0000
-2115
-12.0000
NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems.
Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.”
NASDAQ Execution Services, LLC
NSDQ
6.19
0.00
0.00
0.00
6.36
0
0.0000
0
0.0000
0
0.0000
485
15.9532
NFS pays fees to and receives rebates from exchanges for executions and routing. These rates are subject to non-negotiable prices set by exchange rules and may include tiers based on volume thresholds. Visit exchange websites for detailed pricing information.
Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.”
Goldman, Sachs & Co.
GSCO
5.82
0.00
0.00
0.00
5.98
0
0.0000
0
0.0000
0
0.0000
-2983
-10.0000
NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems.
Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.”
UBS Securities LLC - ATS
UBSA
5.76
0.00
0.00
0.00
5.92
0
0.0000
0
0.0000
0
0.0000
-3863
-10.0000
NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems.
Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.”
Barclays Capital, Inc.
LEHM
5.68
0.00
0.00
0.00
5.84
0
0.0000
0
0.0000
0
0.0000
-1848
-10.0000
NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems.
Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.”
VIRTU Americas LLC
KCGM
2.74
0.00
16.43
8.00
2.67
0
0.0000
-17937
-24.7030
-192
-24.7030
-345
-10.0000
NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems.
Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.”
Deutsche Bank Securities Inc.
DBAB
2.69
0.00
0.00
0.00
2.76
0
0.0000
0
0.0000
0
0.0000
-285
-10.0000
NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems.
Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.”
CODA MARKETS, INC.
CODA
2.65
0.00
0.00
0.00
2.72
0
0.0000
0
0.0000
0
0.0000
-659
-5.0000
NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems.
Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.”
BIDS Trading LP
BIDS
2.59
0.00
0.00
0.00
2.66
0
0.0000
0
0.0000
0
0.0000
-339
-19.4023
NFS is charged fees by BIDS Trading LP on a tiered price schedule based on volume thresholds.
Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.”
Instinet LLC
INCA
2.53
0.00
0.00
0.00
2.60
0
0.0000
0
0.0000
0
0.0000
-249
-10.0000
NFS may be charged fees for orders executed in Alternative Trading Systems. These fees are agreed upon between NFS and the Alternative Trading Systems or directly set by the Alternative Trading Systems.
Orders to each venue are classified according to the parameters of the child order routed to the venue, not the parent order. For example, a customer market order routed to an ATS as a mid-point peg order will be classified as “Other,” not as “Market.
100.00
0.00
0.00
0.00
100.00
NYSE Arca Options
ARCA
24.58
0.00
0.00
0.00
24.59
0
0.0000
0
0.0000
0
0.0000
2893
32.0000
NFS pays fees to and receives rebates from options exchanges. These fees and rebates are subject to non-negotiable prices set by exchange rules and may include tiers based on volume thresholds.
NASDAQ Options Market
NSDQ
23.82
0.00
0.00
0.00
23.83
0
0.0000
0
0.0000
0
0.0000
1596
19.7800
NFS pays fees to and receives rebates from options exchanges. These fees and rebates are subject to non-negotiable prices set by exchange rules and may include tiers based on volume thresholds.
Cboe BZX Options Exchange, Inc.
BATS
22.75
0.00
0.00
0.00
22.76
0
0.0000
0
0.0000
0
0.0000
1412
20.3200
NFS pays fees to and receives rebates from options exchanges. These fees and rebates are subject to non-negotiable prices set by exchange rules and may include tiers based on volume thresholds.
Cboe Options Exchange
CBOE
15.98
0.00
0.00
0.00
15.99
0
0.0000
0
0.0000
0
0.0000
-504
-9.6870
NFS pays fees to and receives rebates from options exchanges. These fees and rebates are subject to non-negotiable prices set by exchange rules and may include tiers based on volume thresholds.
Morgan Stanley & Company LLC
MSCO
12.60
0.00
0.00
0.00
12.61
0
0.0000
0
0.0000
0
0.0000
-2791
-10.0000
NFS may use broker Morgan Stanley & Co.LLC for additional options routing. Executions via this router is charged additional fees under a cost-plus agreement